Myriam Curet - 18 Sep 2023 Form 4 Insider Report for NEKTAR THERAPEUTICS (NKTR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Sep 2023, 20:09:30 UTC
Prior SEC filing
11 Aug 2023
Next SEC filing
17 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Mark A. Wilson, Attorney-in-Fact

Key filing fact

Myriam Curet filed Form 4 for NEKTAR THERAPEUTICS (NKTR) on 20 Sep 2023.

Key facts

  • This page summarizes Myriam Curet's Form 4 filing for NEKTAR THERAPEUTICS (NKTR).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 Sep 2023, 20:09.

Change

  • Previous filing in this sequence was filed on 11 Aug 2023.
  • Current net transaction value: -$3,008.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NKTR transaction

Common Stock

Sale

Transaction value
$3,008
Shares
-4,359
Change %
-14%
Price
$0.6900
Shares after
27,418
Date
18 Sep 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NKTR transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+85,000
Change %
Price
$0.000000
Shares after
85,000
Date
19 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
85,000
Exercise price
$0.6800
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the number of shares required to be sold by the reporting person to cover tax obligations in connection with the vesting of certain RSUs held by the reporting person. This sale is mandated by the reporting person's previous election under the Issuer's equity incentive plans to require the satisfaction of tax obligations to be funded by a "sell to cover" transaction.

Footnote F2

This stock option vests in equal monthly installments over the one-year period beginning on September 19, 2023.

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