Key facts
- This page summarizes Paul Ohls's Form 4 filing for Sprinklr, Inc. (CXM).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Sep 2023, 16:23.
Paul Ohls - 18 Sep 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- CXM
- Reported as of
- 18 Sep 2023
- Net transaction value
- -$78,670
- SEC form
- 4
- Accepted by SEC
- 20 Sep 2023, 16:23:14 UTC
- Prior SEC filing
- 26 Jul 2023
- Next SEC filing
- 20 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Minio, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Paul Ohls filed Form 4 for Sprinklr, Inc. (CXM) on 20 Sep 2023.
Change
- Previous filing in this sequence was filed on 26 Jul 2023.
- Current net transaction value: -$78,670.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CXM
transaction
Class A Common Stock
Sale
- Transaction value
- $74,989
- Shares
- -5,043
- Change %
- -0.67%
- Price
- $14.87
- Shares after
- 749,260
- Date
- 18 Sep 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CXM
transaction
Class A Common Stock
Sale
- Transaction value
- $25,931
- Shares
- -1,745
- Change %
- -0.23%
- Price
- $14.86
- Shares after
- 747,515
- Date
- 18 Sep 2023
- Ownership
- Direct
- Footnotes
- F4, F5
CXM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +5,000
- Change %
- +0.67%
- Price
- Shares after
- 752,515
- Date
- 19 Sep 2023
- Ownership
- Direct
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CXM
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -5,000
- Change %
- -5.7%
- Price
- $0.000000
- Shares after
- 83,294
- Date
- 19 Sep 2023
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 5,000
- Exercise price
- $4.45
- Footnotes
- F7
CXM
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $22,250
- Shares
- +5,000
- Change %
- Price
- $4.45
- Shares after
- 5,000
- Date
- 19 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 5,000
- Exercise price
- Footnotes
- F6
CXM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -5,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Sep 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 5,000
- Exercise price
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2023.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.85 to $14.89 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5).
Footnote F3
Includes 570 shares acquired under the Issuer's employee stock purchase plan on June 15, 2023.
Footnote F4
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.81 to $14.905 inclusive.
Footnote F6
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
Footnote F7
One fourth (1/4th) of the shares subject to the option award vested on December 10, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.