Scott C. Morrison - 25 Sep 2023 Form 4 Insider Report for BALL Corp (BALL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Sep 2023, 19:31:43 UTC
Prior SEC filing
01 May 2023
Next SEC filing
29 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Hannah Lim-Johnson, attorney-in-fact for Mr. Morrison

Key filing fact

Scott C. Morrison filed Form 4 for BALL Corp (BALL) on 25 Sep 2023.

Key facts

  • This page summarizes Scott C. Morrison's Form 4 filing for BALL Corp (BALL).
  • 0 reported transactions and 12 derivative rows are listed below.
  • Accepted by SEC: 25 Sep 2023, 19:31.

Change

  • Previous filing in this sequence was filed on 01 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
440,477
Date
25 Sep 2023
Ownership
Direct
Footnotes
F1
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,703
Date
25 Sep 2023
Ownership
401(k) Plan
Footnotes
F1, F2
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
102,570
Date
25 Sep 2023
Ownership
Trust
Footnotes
F1
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
25 Sep 2023
Ownership
By Son
Footnotes
F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BALL holding Derivative

Deferred Compensation Company Stock Plan

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
239,870
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
239,870
Exercise price
Footnotes
F1, F4, F5
BALL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
29,548
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
29,548
Exercise price
Footnotes
F1, F6
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
84,400
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
84,400
Exercise price
$24.54
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,422
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
70,422
Exercise price
$33.08
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
57,702
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
57,702
Exercise price
$33.05
Footnotes
F1
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
67,916
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
67,916
Exercise price
$38.38
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,562
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
70,562
Exercise price
$38.84
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
54,785
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
54,785
Exercise price
$50.78
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
44,271
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
44,271
Exercise price
$72.59
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36,465
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,465
Exercise price
$85.33
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
33,349
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
33,349
Exercise price
$86.57
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
42,596
Date
25 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
42,596
Exercise price
$56.64
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Scott C. Morrison is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.

Footnote F2

Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

Footnote F3

The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Footnote F4

Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

Footnote F5

Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.

Footnote F6

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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