Key facts
- This page summarizes David Francis Melbourne Jr.'s Form 3 filing for AquaBounty Technologies, Inc. (AQB).
- 0 reported transactions and 8 derivative rows are listed below.
- Accepted by SEC: 18 Aug 2023, 17:14.
David Francis Melbourne Jr. - 14 Aug 2023 Form 3 Insider Report for AquaBounty Technologies, Inc. (AQB)
- Reporting relationship
- President
- Issuer ticker
- AQB
- Reported as of
- 14 Aug 2023
- Net transaction value
- $0
- Reporting owner signature
- /s/ David A. Frank, Name: David A. Frank, attorney in-fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
David Francis Melbourne Jr. filed Form 3 for AquaBounty Technologies, Inc. (AQB) on 18 Aug 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AQB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 106,781
- Date
- 14 Aug 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $2.12
- Footnotes
- F1
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $2.47
- Footnotes
- F2
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,799
- Exercise price
- $1.88
- Footnotes
- F3
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,163
- Exercise price
- $6.72
- Footnotes
- F4
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,153
- Exercise price
- $1.52
- Footnotes
- F5
AQB
holding
Derivative
Options to Purchase Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 70,116
- Exercise price
- $0.3600
- Footnotes
- F6
AQB
holding
Derivative
Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,677
- Exercise price
- $0.000000
- Footnotes
- F7
AQB
holding
Derivative
Restricted Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 14 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,434
- Exercise price
- $0.000000
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Options to purchase common stock were granted on 06/17/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Footnote F2
Options to purchase common stock were granted on 01/02/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Footnote F3
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
Footnote F4
Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Footnote F5
Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Footnote F6
Options to purchase common stock were issued 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest on 03/09/2026.
Footnote F7
Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 7,678 shares immediately, with an additional 7,678 vested 03/14/23, and the final 7,677 vesting 2 years after the date of grant.
Footnote F8
Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 14,717 shares immediately, with an additional 14,717 vesting 1 year after the grant, and the final 14,717 vesting 2 years after the date of grant.