Key facts
- This page summarizes Harry Joseph Travis's Form 3 filing for iCoreConnect Inc. (ICCT).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 12 Sep 2023, 07:31.
Harry Joseph Travis - 25 Aug 2023 Form 3 Insider Report for iCoreConnect Inc. (ICCT)
- Reporting relationship
- Director
- Issuer ticker
- ICCT
- Reported as of
- 25 Aug 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 12 Sep 2023, 07:31:36 UTC
- Prior SEC filing
- 27 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Harry Joseph Travis
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Harry Joseph Travis filed Form 3 for iCoreConnect Inc. (ICCT) on 12 Sep 2023.
Change
- Previous filing in this sequence was filed on 27 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ICCT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,081
- Date
- 25 Aug 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ICCT
holding
Derivative
Series A Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 25 Aug 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 1,000
- Exercise price
- $10.00
- Footnotes
- F1, F2
ICCT
holding
Derivative
Warrants (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 25 Aug 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 750
- Exercise price
- $11.50
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each share of Series A Preferred Stock is convertible, at the option of the holder thereof, at any time, and without the payment of additional consideration by the holder thereof, into shares of Common Stock.
Footnote F2
Each share of Series A Preferred Stock is convertible into shares of Common Stock as is determined by dividing the Original Issue Price of $10.00 by the Conversion Price in effect at the time of conversion. The amount set forth in the table is based on an assumed Conversion Price of $10.00 per share, which is the current Conversion Price. The Conversion Price will be reset to the lesser of $10.00 or 20% above the simple average of the volume weighted average price on the 20 trading days following 12 months after August 25, 2023; provided further that such Conversion Price shall be no greater than $10.00 and no less than $2.00 (such amounts subject to appropriate adjustment in the event of any stock dividend, stock split, combination or other similar recapitalization).