Cynthia DiBartolo - 16 Nov 2021 Form 3 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Reporting relationship: Other*
Issuer ticker: SIEB
Reported as of: 16 Nov 2021
Net transaction value: $0
SEC form: 3
Accepted by SEC: 30 Nov 2022, 15:47:18 UTC
Source filing: View source filing
Reporting owner signature: /s/ Cynthia DiBartolo

Key filing fact

Cynthia DiBartolo filed Form 3 for SIEBERT FINANCIAL CORP (SIEB) on 30 Nov 2022.

Key facts

This page summarizes Cynthia DiBartolo's Form 3 filing for SIEBERT FINANCIAL CORP (SIEB).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 30 Nov 2022, 15:47.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SIEB holding

Common Stock, $0.01 par value per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,218,760
Date: 16 Nov 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Reporting Person may be deemed to be the direct beneficial owner of 1,218,760 shares of Issuer common stock. The Company issued 1,449,525 shares of Issuer common stock to Tigress Holdings, LLC ("Tigress") on November 16, 2021 and thereafter Tigress distributed 1,218,760 shares of Issuer common stock to the Reporting Person. The Reporting Person is the manager of Tigress. The Reporting Person resigned as a Director of the Company and her positions with its affiliates on October 18, 2022. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.