SOFTBANK GROUP CORP. - 23 Sep 2021 Form 4 Insider Report for T-Mobile US, Inc. (TMUS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Sep 2021, 21:37:59 UTC
Prior SEC filing
10 Sep 2021
Next SEC filing
18 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Natsuko Ohga, Head of Corporate Legal Department of SOFTBANK GROUP CORP.

Key filing fact

SOFTBANK GROUP CORP. filed Form 4 for T-Mobile US, Inc. (TMUS) on 27 Sep 2021.

Key facts

  • This page summarizes SOFTBANK GROUP CORP.'s Form 4 filing for T-Mobile US, Inc. (TMUS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Sep 2021, 21:37.

Change

  • Previous filing in this sequence was filed on 10 Sep 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMUS transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-26,348,874
Change %
-25%
Price
Shares after
79,942,749
Date
23 Sep 2021
Ownership
By: Delaware Project 6 L.L.C.
Footnotes
F1
TMUS transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-19,017,795
Change %
-24%
Price
Shares after
60,924,954
Date
23 Sep 2021
Ownership
By: Delaware Project 6 L.L.C.
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMUS transaction Derivative

Call option (obligation to sell)

Exercise of in-the-money or at-the-money derivative security

Transaction value
Shares
-26,348,874
Change %
-59%
Price
Shares after
18,556,605
Date
23 Sep 2021
Ownership
By: Delaware Project 6 L.L.C.
Underlying class
Common Stock
Underlying amount
26,348,874
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Fixed price call options for which the per share strike price is $101.455 (the "Fixed Options"). Deutsche Telekom AG ("DT") has, pursuant to the terms of the Fixed Options, elected to pay the exercise price for these options in the form of 133,672,515 no par value registered shares of DT ("DT Shares").

Footnote F2

Floating price call options for which the aggregate strike price is equal to 91,327,485 DT Shares.

SEC remarks

Marcelo Claure, an executive officer of SoftBank Group Corp. is a member of the Board of Directors of the Issuer. As a result each of the Reporting Persons may be a director by deputization for Section 16 purposes. Mr. Claure disclaims beneficial ownership of the shares of common stock and call options reported in this filing, except to the extent of his pecuniary interest therein.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .