Lesley A. Matt - 28 Apr 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Reporting relationship: Chief Executive Officer
Issuer ticker: EFOI
Reported as of: 28 Apr 2023
Net transaction value: +$17,360
SEC form: 4
Accepted by SEC: 02 May 2023, 17:22:18 UTC
Prior SEC filing: 20 Sep 2022
Source filing: View source filing
Reporting owner signature: /s/ James R. Warren, as Attorney-in-Fact

Key filing fact

Lesley A. Matt filed Form 4 for ENERGY FOCUS, INC/DE (EFOI) on 02 May 2023.

Key facts

This page summarizes Lesley A. Matt's Form 4 filing for ENERGY FOCUS, INC/DE (EFOI).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 02 May 2023, 17:22.

Change

Previous filing in this sequence was filed on 20 Sep 2022.
Current net transaction value: +$17,360.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EFOI transaction Derivative

Stock Option (Right to buy)

Award

Transaction value: $17,360
Shares: +40,000
Change %
Price: $0.4340
Shares after: 40,000
Date: 28 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 40,000
Exercise price: $0.4340
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.