Key facts
- This page summarizes Caryn M. Nightengale's Form 4 filing for Nxu, Inc. (NXUR).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 18 Aug 2023, 18:55.
Caryn M. Nightengale - 15 May 2023 Form 4 Insider Report for Nxu, Inc. (NXUR)
- Reporting relationship
- Director
- Issuer ticker
- NXUR
- Reported as of
- 15 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Aug 2023, 18:55:20 UTC
- Prior SEC filing
- 08 Nov 2022
- Next SEC filing
- 19 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Apoorv Dwivedi, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Caryn M. Nightengale filed Form 4 for Nxu, Inc. (NXUR) on 18 Aug 2023.
Change
- Previous filing in this sequence was filed on 08 Nov 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NXU
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +374,998
- Change %
- Price
- Shares after
- 374,998
- Date
- 30 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NXU
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +321,968
- Change %
- Price
- $0.000000
- Shares after
- 321,968
- Date
- 15 May 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 321,968
- Exercise price
- Footnotes
- F1, F2
NXU
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +53,030
- Change %
- Price
- $0.000000
- Shares after
- 53,030
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 53,030
- Exercise price
- Footnotes
- F1, F3
NXU
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -53,030
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 30 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 53,030
- Exercise price
- Footnotes
- F1, F3
NXU
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -321,968
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 30 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 321,968
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.
Footnote F2
On May 15, 2023, the Reporting Person was granted 321,968 Restricted Stock Units which vested on June 30, 2023.
Footnote F3
The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 53,030 Restricted Stock Units, which vested on June 30, 2023.