Ming Qiu - 21 Aug 2023 Form 4 Insider Report for Cepton, Inc.

Reporting relationship: Controller
Issuer ticker: N/A
Reported as of: 21 Aug 2023
Net transaction value: -$11,792
SEC form: 4
Accepted by SEC: 22 Aug 2023, 17:59:42 UTC
Prior SEC filing: 22 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Ming Qiu

Key filing fact

Ming Qiu filed Form 4 for Cepton, Inc. on 22 Aug 2023.

Key facts

This page summarizes Ming Qiu's Form 4 filing for Cepton, Inc..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 22 Aug 2023, 17:59.

Change

Previous filing in this sequence was filed on 22 May 2023.
Current net transaction value: -$11,792.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CPTN transaction

Common Stock

Sale

Transaction value: $11,792
Shares: -21,057
Change %: -7.3%
Price: $0.5600
Shares after: 266,117
Date: 21 Aug 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.

Footnote F2

The Reporting Person disposed 21,057 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.