Yongkyu Son - 15 Aug 2023 Form 4 Insider Report for SES AI Corp (SES)

Reporting relationship: CHIEF TECHNOLOGY OFFICER
Issuer ticker: SES
Reported as of: 15 Aug 2023
Net transaction value: -$487,543
SEC form: 4
Accepted by SEC: 17 Aug 2023, 16:15:10 UTC
Prior SEC filing: 02 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Kyle Pilkington, Attorney-in-Fact

Key filing fact

Yongkyu Son filed Form 4 for SES AI Corp (SES) on 17 Aug 2023.

Key facts

This page summarizes Yongkyu Son's Form 4 filing for SES AI Corp (SES).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Aug 2023, 16:15.

Change

Previous filing in this sequence was filed on 02 May 2023.
Current net transaction value: -$487,543.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SES transaction

Class A Common Stock

Options Exercise

Transaction value: $6,970
Shares: +99,576
Change %: +17%
Price: $0.0700^*
Shares after: 683,438
Date: 15 Aug 2023
Ownership: Direct
Footnotes: F1

SES transaction

Class A Common Stock

Sale

Transaction value: $210,683
Shares: -99,576
Change %: -15%
Price: $2.12
Shares after: 583,862
Date: 15 Aug 2023
Ownership: Direct
Footnotes: F1, F2

SES transaction

Class A Common Stock

Options Exercise

Transaction value: $9,641
Shares: +137,735
Change %: +24%
Price: $0.0700^*
Shares after: 721,597
Date: 16 Aug 2023
Ownership: Direct
Footnotes: F1

SES transaction

Class A Common Stock

Sale

Transaction value: $293,472
Shares: -137,735
Change %: -19%
Price: $2.13
Shares after: 583,862
Date: 16 Aug 2023
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SES transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -99,576
Change %: -42%
Price: $0.000000
Shares after: 137,735
Date: 15 Aug 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 99,576
Exercise price: $0.0700
Footnotes: F4

SES transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -137,735
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 16 Aug 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 137,735
Exercise price: $0.0700
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Footnote F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.135, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Footnote F3

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.225, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Footnote F4

Reflects fully vested options granted on August 15, 2016, subject to the Reporting Person's continued service on the vesting date.