Key facts
- This page summarizes Harold Singleton III's Form 4 filing for WisdomTree, Inc. (WT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Jun 2023, 16:36.
Harold Singleton III - 26 Jun 2023 Form 4 Insider Report for WisdomTree, Inc. (WT)
- Reporting relationship
- Director
- Issuer ticker
- WT
- Reported as of
- 26 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Jun 2023, 16:36:05 UTC
- Prior SEC filing
- 26 Jul 2022
- Next SEC filing
- 15 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marci Frankenthaler, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Harold Singleton III filed Form 4 for WisdomTree, Inc. (WT) on 27 Jun 2023.
Change
- Previous filing in this sequence was filed on 26 Jul 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +14,662
- Change %
- +55%
- Price
- $0.000000
- Shares after
- 41,356
- Date
- 26 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award, the common stock underlying the RSUs will vest on June 26, 2024, and are payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) June 30, 2027, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan), so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).