Key facts
- This page summarizes Jing George Cao's Form 4 filing for Aimfinity Investment Corp. I (AIMUF).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Mar 2023, 20:14.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Other
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Other
No transaction description listed
Additional SEC filing notes
Section 16 status
Jing George Cao is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Footnote F1
Represents Class A Ordinary Shares underlying units (each unit having a price of $10.00 and consisting of one Class A Ordinary Share and one redeemable warrant entitling the holder to purchase one Class A Ordinary Share at a price of $11.50 per share) that were distributed by Aimfinity Investment LLC (the "Sponsor") to one of its members, Imperii Strategies LLC, pro-rata, in kind, and for no additional consideration. The acquisition by Imperii Strategies LLC was exempt from Section 16 under Rule 16a-9.
Footnote F2
These securities are held directly by the Sponsor. The Reporting Person was, at the time of the distributions reported herein, the manager and controlling member of the Sponsor and, as such, may have been deemed to beneficially own the securities held directly by the Sponsor. The Reporting Person disclaims any beneficial ownership of the securities held directly by the Sponsor, other than to the extent of any pecuniary interest he may have had therein, directly or indirectly. Immediately following the distributions reported herein, the Reporting Person ceased to be the manager and controlling member of the Sponsor.
Footnote F3
These securities are held directly by Imperii Strategies LLC. The Reporting Person is the managing member of Imperii Strategies LLC and, as such, may be deemed to beneficially own the securities held directly by Imperii Strategies LLC. The Reporting Person disclaims any beneficial ownership of the securities held directly by Imperii Strategies LLC, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F4
The Class B Ordinary Shares will automatically convert into Class A Ordinary Shares concurrently with or immediately following the consummation of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, and have no expiration date.
Footnote F5
Represents Class B Ordinary Shares that were distributed by the Sponsor to one of its members, Imperii Strategies LLC, pro-rata, in kind, and for no additional consideration. The acquisition by Imperii Strategies LLC was exempt from Section 16 under Rule 16a-9.
SEC remarks
Following the distributions reported herein, on March 17, 2023, the Reporting Person ceased to be the manager and controlling member of the Sponsor and ceased to be Chief Executive Officer and a director of the Issuer. As such, as of the filing of this Form 4, the Reporting Person is no longer subject to Section 16 for this Issuer.