Key facts
- This page summarizes Charles Ratelband V's Form 4 filing for ClimateRock (CLRCF).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Apr 2023, 21:52.
Charles Ratelband V - 31 Mar 2023 Form 4 Insider Report for ClimateRock (CLRCF)
- Reporting relationship
- Executive Chairman, Director, 10%+ Owner
- Issuer ticker
- CLRCF
- Reported as of
- 31 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Apr 2023, 21:52:50 UTC
- Prior SEC filing
- 06 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles Ratelband, Authorized Signatory for U.N. SDG Support LLC
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Charles Ratelband V filed Form 4 for ClimateRock (CLRCF) on 11 Apr 2023.
Change
- Previous filing in this sequence was filed on 06 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CLRC
transaction
Class A Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- +1,968,749
- Change %
- Price
- Shares after
- 1,968,749
- Date
- 31 Mar 2023
- Ownership
- See footnote
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CLRC
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- -1,968,749
- Change %
- -100%
- Price
- Shares after
- 1
- Date
- 31 Mar 2023
- Ownership
- See footnote
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 1,968,749
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares.
Footnote F2
The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.