Kensington Capital Sponsor IV LLC - 14 Sep 2022 Form 4 Insider Report for Amprius Technologies, Inc. (AMPX)

Reporting relationship: Other*
Issuer ticker: AMPX
Reported as of: 14 Sep 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 Sep 2022, 19:02:31 UTC
Prior SEC filing: 01 Mar 2022
Source filing: View source filing
Reporting owner signature: KENSINGTON CAPITAL SPONSOR IV LLC, By: Kensington Capital Partners, LLC, Its: Managing Member, By: /s/ Justin Mirro, Name: Justin Mirro, Title: Managing Member

Key filing fact

Kensington Capital Sponsor IV LLC filed Form 4 for Amprius Technologies, Inc. (AMPX) on 16 Sep 2022.

Key facts

This page summarizes Kensington Capital Sponsor IV LLC's Form 4 filing for Amprius Technologies, Inc. (AMPX).
7 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 16 Sep 2022, 19:02.

Change

Previous filing in this sequence was filed on 01 Mar 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPX transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +9,857,142
Change %: +302%
Price
Shares after: 13,124,642
Date: 14 Sep 2022
Ownership: Direct
Footnotes: F1

AMPX transaction

Common Stock

Other

Transaction value: $0
Shares: -13,124,642
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Sep 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMPX transaction Derivative

Class B Ordinary Shares

Conversion of derivative security

Transaction value: $0
Shares: -9,857,142
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,857,142
Exercise price
Footnotes: F1

AMPX transaction Derivative

Warrants (right to buy)

Other

Transaction value: $0
Shares: +16,000,000
Change %
Price: $0.000000
Shares after: 16,000,000
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,000,000
Exercise price: $11.50
Footnotes: F3, F4

AMPX transaction Derivative

Warrants (right to buy)

Other

Transaction value: $0
Shares: +6,535,000
Change %
Price: $0.000000
Shares after: 6,535,000
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,535,000
Exercise price: $11.50
Footnotes: F3, F4

AMPX transaction Derivative

Warrants (right to buy)

Other

Transaction value: $0
Shares: -16,000,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,000,000
Exercise price: $11.50
Footnotes: F2, F4

AMPX transaction Derivative

Warrants (right to buy)

Other

Transaction value: $0
Shares: -6,535,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,535,000
Exercise price: $11.50
Footnotes: F2, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kensington Capital Sponsor IV LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Upon completion of the Issuer's business combination transaction, the Issuer's Class B Ordinary Shares converted into shares of Common Stock of the Issuer. At the time the Class B shares were issued, the Issuer was a Cayman Islands exempted company incorporated with limited liability named "Kensington Capital Acquisition Corp. IV." In connection with a business combination transaction, the Issuer became a Delaware corporation and changed its name to "Amprius Technologies, Inc."

Footnote F2

The securities were distributed in-kind, pro-rata and for no additional consideration to the members of Kensington Capital Sponsor IV LLC in connection with its liquidating distribution. As a result of the transaction reported herein, the Reporting Person is no longer a 10% holder of the issuer.

Footnote F3

The Reporting Person acquired these securities in connection with the initial public offering of Kensington Capital Acquisition Corp. IV, which is the Issuer and changed its name to Amprius Technologies, Inc. upon closing of a business combination transaction and is reporting the ownership thereof in connection with such closing. These securities were previously not beneficially owned for purposes of reporting their ownership on this Form.

Footnote F4

The securities become exercisable on October 14, 2022, provided that in no event are the securities exercisable unless a registration statement registering the shares issuable upon exercise thereof has been declared effective (or, in the case of all of the warrants in Table II, until the 61st business day following the closing of the foregoing business combination if such a registration statement has not previously been declared effective).