Key facts
- This page summarizes Thomas A. Krueger's Form 4 filing for Qumu Corp.
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2023, 15:06.
Thomas A. Krueger - 08 Feb 2023 Form 4 Insider Report for Qumu Corp
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 08 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2023, 15:06:32 UTC
- Prior SEC filing
- 07 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric Nyberg, Attorney-in-Fact for Thomas A. Krueger
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas A. Krueger filed Form 4 for Qumu Corp on 09 Feb 2023.
Change
- Previous filing in this sequence was filed on 07 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QUMU
transaction
Derivative
Performance Stock Units
Disposed to Issuer
- Transaction value
- Shares
- -25,500
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 08 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,500
- Exercise price
- Footnotes
- F1, F2
QUMU
transaction
Derivative
Stock Option (Right-to-Buy)
Disposed to Issuer
- Transaction value
- Shares
- -200,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 08 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 200,000
- Exercise price
- $2.12
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Thomas A. Krueger is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
On December 19, 2022, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Enghouse Interactive, Inc. and Cosmos Merger Sub, Inc. ("Purchaser"), providing for an offer by Purchaser to purchase all of the outstanding common stock of the Issuer (the "Offer") for $0.90 per share followed by a merger of Purchaser with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Enghouse Interactive, Inc.
Footnote F2
Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding award of restricted stock, restricted stock units and the earned portion of each performance stock unit award was vested as of immediately before the Effective Time and was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to $0.90 per share, multiplied by the number of shares of Common Stock subject to such award.
Footnote F3
Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Company stock option, whether or not then exercisable or vested, was canceled and converted into the right to receive an amount in cash, without interest and subject to any required withholding taxes, equal to the excess, if any, of $0.90 per share over the per share exercise price applicable to such Company stock option, multiplied by the total number of shares subject to such Company stock option.