Key facts
- This page summarizes Steven P. Mullins's Form 3 filing for Bloom HoldCo LLC.
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Aug 2023, 16:25.
Steven P. Mullins - 04 Aug 2023 Form 3 Insider Report for Bloom HoldCo LLC
- Issuer ticker
- N/A
- Reported as of
- 04 Aug 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 04 Aug 2023, 16:25:31 UTC
- Prior SEC filing
- 30 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steve Mullins by Diana Bushard, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
2 details
Key filing fact
Steven P. Mullins filed Form 3 for Bloom HoldCo LLC on 04 Aug 2023.
Change
- Previous filing in this sequence was filed on 30 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
holding
BLT Token
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 04 Aug 2023
- Ownership
- Through a sole proprietorship
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No ticker
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 04 Aug 2023
- Ownership
- Direct
- Underlying class
- Bloom HoldCo LLC Units
- Underlying amount
- 100
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
SPM Consulting, a Virginia sole proprietorship, directly holds the BLT Tokens of the Issuer. Mr. Mullins [has exclusive voting and investment control over the BLT Tokens held by SPM Consulting, and therefore may be deemed to beneficially own such BLT Tokens. The BLT Tokens do not carry any economic rights, do not entitle the holder thereof to voting rights, are not convertible into any other securities of the Issuer, and do not expire.
Footnote F2
Award granted under the Bloom HoldCo LLC Amended and Restated 2019 Equity Incentive Plan on August 13, 2021. The award, if not vested, expires ten years from the grant date. The 100 Restricted Stock Units entitle Mr. Mullins to receive, upon vesting, 100 units of Bloom HoldCo LLC, each of which shall be "nonvoting" limited liability company units in accordance with the Bloom HoldCo LLC Second Amended and Restated Limited Liability Operating Agreement. The Restricted Stock Units do not have economic rights.
Footnote F3
The Restricted Stock Units represent the right to receive the value of a number of Bloom HoldCo LLC units at a specified date in the future and are subject to vesting based on service, time-based vesting requirements and/or achievement of performance conditions, including the occurrence of a "liquidity event" (as such term is defined in the Bloom HoldCo LLC Amended and Restated 2019 Equity Incentive Plan). The time vesting criteria have been satisfied with respect to all of the Restricted Stock Units held by Mr. Mullins; however, a liquidity event has not occurred and there is no assurance that one will take place. Accordingly, the Restricted Stock Units held by Mr. Mullins are not vested.
SEC remarks
Chief Financial Officer; member of the limited liability company's board of managers.