Juhee Han - 27 Jun 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3/A - Amendment
Accepted by SEC
26 Jul 2023, 18:17:05 UTC
Original report date
27 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Juhee Han

Key filing fact

Juhee Han filed Form 3/A - Amendment for GEN Restaurant Group, Inc. (GENK) on 26 Jul 2023.

Key facts

  • This page summarizes Juhee Han's Form 3/A - Amendment filing for GEN Restaurant Group, Inc. (GENK).
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 26 Jul 2023, 18:17.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,095,495
Date
27 Jun 2023
Ownership
Direct
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,772,151
Date
27 Jun 2023
Ownership
See footnote.
Footnotes
F1
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,849,474
Date
27 Jun 2023
Ownership
See footnote.
Footnotes
F2
GENK holding

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,533,575
Date
27 Jun 2023
Ownership
See footnote.
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,095,495
Exercise price
Footnotes
F4
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
See footnote.
Underlying class
Class A Common Stock
Underlying amount
2,772,151
Exercise price
Footnotes
F1, F4
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
See footnote.
Underlying class
Class A Common Stock
Underlying amount
2,849,474
Exercise price
Footnotes
F2, F4
GENK holding Derivative

Class B Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
27 Jun 2023
Ownership
See footnote.
Underlying class
Class A Common Stock
Underlying amount
1,533,575
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The securities reported on this row are held by Jae Chang, Ms. Han's spouse.

Footnote F2

The securities reported on this row are held by JC Holding Group, LLC. Mr. Chang is the ultimate control person of JC Holding Group, LLC, and an indirect beneficial owner of these shares. Ms. Han disclaims beneficial ownership of these shares except to the extent of her pecuniary interst therein.

Footnote F3

The securities reported on this row are held by JC Group International Holding Inc. Mr. Chang is the ultimate control person of JC Group International Holding Inc., and an indirect beneficial owner of these shares. Ms. Han disclaims beneficial ownership of these shares except to the extent of her pecuniary interst therein.

Footnote F4

The Class B Units of GEN Restaurant Companies, LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

SEC remarks

This Form 3 amendment is being filed to correct an error in the recorded holdings of Ms. Han and certain affiliates of her spouse, Jae Chang, and to correct the inadvertent omission of certain entities affiliated with Mr. Chang on the Form 3.

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