Susan Seilheimer Brennan - 24 Apr 2023 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Jun 2023, 17:42:00 UTC
Next SEC filing
03 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ J. Eric Johnson as Attorney-in-Fact

Key filing fact

Susan Seilheimer Brennan filed Form 4 for 5E Advanced Materials, Inc. (FEAM) on 01 Jun 2023.

Key facts

  • This page summarizes Susan Seilheimer Brennan's Form 4 filing for 5E Advanced Materials, Inc. (FEAM).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Jun 2023, 17:42.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$3,092,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FEAM transaction Derivative

Stock Options

Award

Transaction value
$3,092,000
Shares
+400,000
Change %
Price
$7.73
Shares after
400,000
Date
24 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400,000
Exercise price
$7.73
Footnotes
F1
FEAM transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+117,925
Change %
Price
$0.000000
Shares after
117,925
Date
24 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
117,925
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents employee stock options (the "Options") exercisable for shares of 5E Advanced Materials, Inc. common stock. The Options were granted on Apirl 24, 2023 and have an exercise price of approximately $7.73. The Options will cliff vest on April 24, 2026, the third (3rd) anniversary of the employment agreement between the Issuer and Susan Seilheimer Brennan.

Footnote F2

Represents restricted stock units ("RSUs") granted on April 24, 2023 pursuant to the Issuer's 2022 Equity Compensation Plan (the "Plan"), which Plan was ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest in three equal installments on the first, second and third anniversary of the grant date.

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