Anthony David Hall - 09 Nov 2022 Form 3 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
17 Nov 2022, 15:39:18 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Chantel Jordan as Attorney-in-Fact

Key filing fact

Anthony David Hall filed Form 3 for 5E Advanced Materials, Inc. (FEAM) on 17 Nov 2022.

Key facts

  • This page summarizes Anthony David Hall's Form 3 filing for 5E Advanced Materials, Inc. (FEAM).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 17 Nov 2022, 15:39.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FEAM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
922,833
Date
09 Nov 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FEAM holding Derivative

Stock Option (Right to Purchase)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
09 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
250,000
Exercise price
$3.65
FEAM holding Derivative

Stock Option (Right to Purchase)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
09 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
240,000
Exercise price
$6.58
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Includes 622,833 shares of common stock represented by 6,228,332 Chess Depositary Interests ("CDIs"), which are held by the reporting person. CDIs are units of beneficial ownership in shares of common stock of issuer that are publicly traded on the Australian Securities Exchange ("ASX") and held by a subsidiary of the company that operates the ASX. Each CDI represents 1/10th of a share of common stock and has the rights and privileges of the issuers common stock as described in the issuer's filings with the SEC.

SEC remarks

See Exhibit 24 - Power of Attorney

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