SRP CAPITAL ADVISORS, LLC - 06 Jun 2022 Form 4/A - Amendment Insider Report for PHX MINERALS INC. (PHX)

Reporting relationship: Other*
Issuer ticker: PHX
Reported as of: 06 Jun 2022
Net transaction value: -$343,751
SEC form: 4/A - Amendment
Accepted by SEC: 09 Jun 2022, 12:31:57 UTC
Original report date: 08 Jun 2022
Prior SEC filing: 26 Apr 2022
Source filing: View source filing
Reporting owner signature: /S/ SRP Capital Advisors LLC

Filing notes and source

Key filing fact

SRP CAPITAL ADVISORS, LLC filed Form 4/A - Amendment for PHX MINERALS INC. (PHX) on 09 Jun 2022.

Key facts

This page summarizes SRP CAPITAL ADVISORS, LLC's Form 4/A - Amendment filing for PHX MINERALS INC. (PHX).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 09 Jun 2022, 12:31.

Change

Previous filing in this sequence was filed on 26 Apr 2022.
Current net transaction value: -$343,751.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PHX transaction

Class A Common Stock

Purchase

Transaction value: $343,751
Shares: -81,265
Change %: -2.3%
Price: $4.23
Shares after: 3,388,292
Date: 06 Jun 2022
Ownership: Direct
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

SRP CAPITAL ADVISORS, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

This Form 4 is being jointly filed by and on behalf of each of SRP Capital Advisors LLC, a Delaware limited liability company and investment adviser registered with the Securities and Exchange Commission ("SRP"), SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP, Delaware limited partnerships (the "General Partners"), SRP Opportunities II, LP and SRPO-II Partners I, LP, Delaware limited partnerships that are private pooled investment vehicles (the "Funds"), SRPO-II Manager, LP, a Delaware limited partnership (the "Relying Adviser"), Palmetto Investment Partners, LLC, and Palmetto Investment Partners II, LLC, Delaware limited liability companies (the "Portfolio Investment Entities"), PIP-SRPOII Investments, LLC, and PIPII-SRPOII Investments, LLC, Delaware limited liability companies (the "Portfolio Holding Companies"), William T. Fennebresque, and Ryan A. Turner.

Footnote F2

The Portfolio Investment Entities are the direct beneficial owners of the securities covered by this Form 4.

Footnote F3

SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP (i.e., the General Partners) are the general partners of SRP Opportunities II, LP and SRPO-II Partners I, LP, respectively. The Relying Adviser relies on SRP registration as an investment adviser with the Securities and Exchange Commission and serves as the investment manager to and may be deemed to beneficially own securities owned by the Funds. William T. Fennebresque and Ryan A. Turner are the Managing Partners of, and may be deemed to beneficially own securities owned by, the General Partners and Relying Adviser. William T. Fennebresque and Ryan A. Turner are the Managers of, and may be deemed to beneficially own securities owned by, SRP. In addition, William T. Fennebresque and Ryan A.Turner are Managing Partners or Managers of each entity listed as a reporting person on this filing.

Footnote F4

The type of transaction was incorrectly reported on the reporting persons' original Form 4 filed on June 8, 2022

SEC remarks

As of the date of this filing, and as a result of the transaction described in Table I above, SRP Capital Advisors LLC and all the undersigned related parties no longer own more than 10% of outstanding shares of PHX Minerals Inc.