Zachary Wang - 09 Feb 2022 Form 4 Insider Report for Aurora Technology Acquisition Corp. (DHAI)

Reporting relationship: CEO, Director, 10%+ Owner
Issuer ticker: DHAI
Reported as of: 09 Feb 2022
Net transaction value: +$6,470,000
SEC form: 4
Accepted by SEC: 09 Feb 2022, 15:10:17 UTC
Prior SEC filing: 07 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Zachary Wang

Key filing fact

Zachary Wang filed Form 4 for Aurora Technology Acquisition Corp. (DHAI) on 09 Feb 2022.

Key facts

This page summarizes Zachary Wang's Form 4 filing for Aurora Technology Acquisition Corp. (DHAI).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 09 Feb 2022, 15:10.

Change

Previous filing in this sequence was filed on 07 Feb 2022.
Current net transaction value: +$6,470,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATAK transaction Derivative

Warrants

Purchase

Transaction value: $6,470,000
Shares: +6,470,000
Change %
Price: $1.00^*
Shares after: 6,470,000
Date: 09 Feb 2022
Ownership: Via ATAC Sponsor
Underlying class: Class A Ordinary Shares
Underlying amount: 3,235,000
Exercise price: $11.50
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These warrants are held by ATAC Sponsor LLC (the "Sponsor") and were purchased by the Sponsor on a private placement basis pursuant to a private placement warrants purchase agreement, dated February 7, 2022, in connection with the Issuer's initial public offering. Each warrant entitles the holder thereof to purchase one-half of one Class A ordinary share. These warrants are identical to the warrants sold in Issuer's initial public offering, subject to certain limited exceptions as described Issuer's Registration Statement on Form S-1 (File No. 333-261753), as amended (the "Registration Statement").

Footnote F2

Each warrant will become exercisable on the later of (i) the completion of an initial business combination and (ii) February 9, 2023.

Footnote F3

Each warrant will expire five years after the completion of an initial business combination or earlier upon redemption or liquidation, as described as described in the Registration Statement.

Footnote F4

The securities are held directly by the Sponsor and indirectly by Zachary Wang, Cathryn Chen and Yida Gao as managers of ATAC Manager LLC, managing member of the Sponsor.