Timothy N. White - 01 Sep 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Sep 2023, 16:15:47 UTC
Prior SEC filing
03 Feb 2023
Next SEC filing
01 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Erin O'Neal as Attorney-in-Fact

Key filing fact

Timothy N. White filed Form 4 for CARRIER GLOBAL Corp (CARR) on 05 Sep 2023.

Key facts

  • This page summarizes Timothy N. White's Form 4 filing for CARRIER GLOBAL Corp (CARR).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Sep 2023, 16:15.

Change

  • Previous filing in this sequence was filed on 03 Feb 2023.
  • Current net transaction value: -$210,438.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CARR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+10,611
Change %
+167%
Price
$0.000000
Shares after
16,949
Date
01 Sep 2023
Ownership
Direct
Footnotes
F1
CARR transaction

Common Stock

Tax liability

Transaction value
$210,438
Shares
-3,632
Change %
-21%
Price
$57.94
Shares after
13,317
Date
01 Sep 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CARR transaction Derivative

Restricted Stock Unit RSU

Options Exercise

Transaction value
$0
Shares
-10,611
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Sep 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,611
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Footnote F2

On September 1, 2021, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date.

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