William D. McCombe - 15 Aug 2023 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Reporting relationship: Chief Financial Officer, Director
Issuer ticker: VLDX
Reported as of: 15 Aug 2023
Net transaction value: -$16,689
SEC form: 4
Accepted by SEC: 23 Aug 2023, 21:05:37 UTC
Prior SEC filing: 16 May 2023
Next SEC filing: 20 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Benyamin Buller as attorney-in-fact for William D. McCombe

Key filing fact

William D. McCombe filed Form 4 for Velo3D, Inc. (VLDX) on 23 Aug 2023.

Key facts

This page summarizes William D. McCombe's Form 4 filing for Velo3D, Inc. (VLDX).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 23 Aug 2023, 21:05.

Change

Previous filing in this sequence was filed on 16 May 2023.
Current net transaction value: -$16,689.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VLD transaction

Common Stock

Options Exercise

Transaction value
Shares: +9,935
Change %: +6.6%
Price
Shares after: 160,404
Date: 15 Aug 2023
Ownership: Direct
Footnotes: F1

VLD transaction

Common Stock

Options Exercise

Transaction value
Shares: +20,795
Change %: +13%
Price
Shares after: 181,199
Date: 15 Aug 2023
Ownership: Direct
Footnotes: F1

VLD transaction

Common Stock

Sale

Transaction value: $16,689
Shares: -11,201
Change %: -6.2%
Price: $1.49
Shares after: 169,998
Date: 21 Aug 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VLD transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -9,935
Change %: -10%
Price: $0.000000
Shares after: 89,417
Date: 15 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,935
Exercise price
Footnotes: F1, F3

VLD transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -20,795
Change %: -33%
Price: $0.000000
Shares after: 41,588
Date: 15 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,795
Exercise price
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Footnote F2

The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Footnote F3

The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Footnote F4

The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.