Dennis O'Malley - 01 Mar 2022 Form 4 Insider Report for TPCO Holding Corp. (GRAM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Mar 2022, 17:22:49 UTC
Prior SEC filing
03 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Emily Jennings, Attorney-in-fact

Key filing fact

Dennis O'Malley filed Form 4 for TPCO Holding Corp. (GRAM) on 03 Mar 2022.

Key facts

  • This page summarizes Dennis O'Malley's Form 4 filing for TPCO Holding Corp. (GRAM).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Mar 2022, 17:22.

Change

  • Previous filing in this sequence was filed on 03 Feb 2022.
  • Current net transaction value: -$6,139.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRAMF transaction

Common Shares

Options Exercise

Transaction value
Shares
+7,656
Change %
+1.8%
Price
Shares after
440,468
Date
01 Mar 2022
Ownership
Direct
Footnotes
F1
GRAMF transaction

Common Shares

Tax liability

Transaction value
$6,139
Shares
-4,293
Change %
-0.97%
Price
$1.43*
Shares after
436,175
Date
01 Mar 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GRAMF transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-7,656
Change %
-4.3%
Price
$0.000000
Shares after
168,438
Date
01 Mar 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
7,656
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Footnote F2

The disposition of Common Shares is associated with tax obligations of the reporting person.

Footnote F3

On January 15, 2021, the reporting person was granted 306,250 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

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