Claudia Mennen - 15 Feb 2023 Form 4 Insider Report for Loyalty Ventures Inc.

Reporting relationship: BrandLoyalty CEO
Issuer ticker: N/A
Reported as of: 15 Feb 2023
Net transaction value: -$9,750
SEC form: 4
Accepted by SEC: 17 Feb 2023, 15:11:49 UTC
Prior SEC filing: 17 Feb 2022
Source filing: View source filing
Reporting owner signature: Cynthia L. Hageman, Attorney in Fact

Key filing fact

Claudia Mennen filed Form 4 for Loyalty Ventures Inc. on 17 Feb 2023.

Key facts

This page summarizes Claudia Mennen's Form 4 filing for Loyalty Ventures Inc..
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Feb 2023, 15:11.

Change

Previous filing in this sequence was filed on 17 Feb 2022.
Current net transaction value: -$9,750.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LYLT transaction

Common Stock

Tax liability

Transaction value: $6,327
Shares: -3,700
Change %: -8%
Price: $1.71^*
Shares after: 42,360
Date: 15 Feb 2023
Ownership: Direct
Footnotes: F1

LYLT transaction

Common Stock

Tax liability

Transaction value: $3,423
Shares: -1,956
Change %: -6.2%
Price: $1.75^*
Shares after: 29,625
Date: 16 Feb 2023
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

Footnote F2

The grant for 10,779 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric.

Footnote F3

The total number of securities beneficially owned includes: (a) 6,268 unrestricted shares; (b) 6,347 unvested units from an award of 6,347 time-based restricted stock units granted 12/7/21; (c) 3,598 unvested units from an award of 10,580 time-based restricted stock units granted 12/7/21; and (d) 13,412 unvested units from an award of 20,017 time-based restricted stock units granted 2/15/22.