Opy Acquisition LLC I - 05 Nov 2021 Form 4 Insider Report for Opy Acquisition Corp. I

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 05 Nov 2021
Net transaction value: +$165,000
SEC form: 4
Accepted by SEC: 08 Nov 2021, 07:54:42 UTC
Prior SEC filing: 02 Nov 2021
Source filing: View source filing
Reporting owner signature: By: Oppenheimer Alternative Investment Management, LLC, its manager /s/ Robert S. Lowenthal Senior Vice President

Key filing fact

Opy Acquisition LLC I filed Form 4 for Opy Acquisition Corp. I on 08 Nov 2021.

Key facts

This page summarizes Opy Acquisition LLC I's Form 4 filing for Opy Acquisition Corp. I.
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 08 Nov 2021, 07:54.

Change

Previous filing in this sequence was filed on 02 Nov 2021.
Current net transaction value: +$165,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OHAA transaction Derivative

Warrants to Purchase Class A common stock

Purchase

Transaction value: $165,000
Shares: +110,000
Change %: +5.2%
Price: $1.50^*
Shares after: 2,210,667
Date: 05 Nov 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 110,000
Exercise price: $11.50
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

In connection with the exercise of the underwriters' over-allotment option, OPY Acquisition LLC I purchased an additional 110,000 warrants.

Footnote F2

The warrants are exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

Footnote F3

The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.