Thomas Greene Montgomery - 21 Nov 2022 Form 4 Insider Report for Solo Brands, Inc. (DTCB)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Nov 2022, 19:49:37 UTC
Prior SEC filing
04 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kent Christensen, Attorney-in-Fact for Thomas Montgomery

Key filing fact

Thomas Greene Montgomery filed Form 4 for Solo Brands, Inc. (DTCB) on 21 Nov 2022.

Key facts

  • This page summarizes Thomas Greene Montgomery's Form 4 filing for Solo Brands, Inc. (DTCB).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Nov 2022, 19:49.

Change

  • Previous filing in this sequence was filed on 04 Oct 2022.
  • Current net transaction value: -$7,858.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DTC transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+7,353
Change %
Price
$0.000000
Shares after
7,353
Date
21 Nov 2022
Ownership
Direct
DTC transaction

Class A Common Stock

Tax liability

Transaction value
$7,858
Shares
-1,790
Change %
-24%
Price
$4.39
Shares after
5,563
Date
21 Nov 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DTC transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-7,353
Change %
-25%
Price
$0.000000
Shares after
22,059
Date
21 Nov 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
7,353
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Footnote F2

Each RSU represents a contingent right to receive one share of Class A Common Stock.

Footnote F3

Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

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