James Platt - 15 Mar 2022 Form 4 Insider Report for Aon plc (AON)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Mar 2022, 18:55:11 UTC
Prior SEC filing
15 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Julie Cho - Julie Cho pursuant to a power of attorney from James Platt

Key filing fact

James Platt filed Form 4 for Aon plc (AON) on 17 Mar 2022.

Key facts

  • This page summarizes James Platt's Form 4 filing for Aon plc (AON).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 17 Mar 2022, 18:55.

Change

  • Previous filing in this sequence was filed on 15 Mar 2022.
  • Current net transaction value: -$100,284.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AON transaction

Class A Ordinary Stock

Options Exercise

Transaction value
Shares
+377
Change %
+8.9%
Price
Shares after
4,602
Date
15 Mar 2022
Ownership
Direct
Footnotes
F1
AON transaction

Class A Ordinary Stock

Tax liability

Transaction value
$54,756
Shares
-178
Change %
-3.9%
Price
$307.62
Shares after
4,424
Date
15 Mar 2022
Ownership
Direct
Footnotes
F2
AON transaction

Class A Ordinary Stock

Options Exercise

Transaction value
Shares
+314
Change %
+7.1%
Price
Shares after
4,738
Date
15 Mar 2022
Ownership
Direct
Footnotes
F1
AON transaction

Class A Ordinary Stock

Tax liability

Transaction value
$45,528
Shares
-148
Change %
-3.1%
Price
$307.62
Shares after
4,590
Date
15 Mar 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AON transaction Derivative

Restricted Share Unit (Right to Receive)

Options Exercise

Transaction value
$0
Shares
-377
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Mar 2022
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
377
Exercise price
Footnotes
F3, F4
AON transaction Derivative

Restricted Share Unit (Right to Receive)

Options Exercise

Transaction value
$0
Shares
-314
Change %
-33%
Price
$0.000000
Shares after
629
Date
15 Mar 2022
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
314
Exercise price
Footnotes
F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Footnote F2

Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Footnote F3

The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

Footnote F4

A restricted share unit award was granted on March 15, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Footnote F5

A restricted share unit award was granted on March 15, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

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