Key facts
- This page summarizes Dennis Fehr's Form 4 filing for Fluence Energy, Inc. (FLNC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Sep 2022, 16:34.
Dennis Fehr - 14 Sep 2022 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)
- Reporting relationship
- SVP & Chief Financial Officer
- Issuer ticker
- FLNC
- Reported as of
- 14 Sep 2022
- Net transaction value
- -$252,244
- SEC form
- 4
- Accepted by SEC
- 15 Sep 2022, 16:34:34 UTC
- Prior SEC filing
- 08 Sep 2022
- Next SEC filing
- 07 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Francis A. Fuselier as Attorney-in-fact for Dennis Fehr
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Dennis Fehr filed Form 4 for Fluence Energy, Inc. (FLNC) on 15 Sep 2022.
Change
- Previous filing in this sequence was filed on 08 Sep 2022.
- Current net transaction value: -$252,244.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLNC
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $38,161
- Shares
- +15,576
- Change %
- +51%
- Price
- $2.45*
- Shares after
- 46,166
- Date
- 14 Sep 2022
- Ownership
- Direct
FLNC
transaction
Class A Common Stock
Sale
- Transaction value
- $290,405
- Shares
- -15,576
- Change %
- -34%
- Price
- $18.64
- Shares after
- 30,590
- Date
- 14 Sep 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLNC
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -15,576
- Change %
- -4.9%
- Price
- $0.000000
- Shares after
- 303,783
- Date
- 14 Sep 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 15,576
- Exercise price
- $2.45
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Dennis Fehr is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $18.6 to $18.72, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
Footnote F3
Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.