Key facts
- This page summarizes Eric Scott Grossberg's Form 4 filing for Brilliant Earth Group, Inc. (BRLT).
- 18 reported transactions and 9 derivative rows are listed below.
- Accepted by SEC: 16 Feb 2022, 20:09.
Eric Scott Grossberg - 14 Feb 2022 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)
- Reporting relationship
- Executive Chairman, Director, 10%+ Owner
- Issuer ticker
- BRLT
- Reported as of
- 14 Feb 2022
- Net transaction value
- -$779,673
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2022, 20:09:06 UTC
- Prior SEC filing
- 14 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeffrey Kuo as Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Eric Scott Grossberg filed Form 4 for Brilliant Earth Group, Inc. (BRLT) on 16 Feb 2022.
Change
- Previous filing in this sequence was filed on 14 Jan 2022.
- Current net transaction value: -$779,673.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BRLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +12,536
- Change %
- Price
- $0.000000
- Shares after
- 12,536
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1
BRLT
transaction
Class A Common Stock
Sale
- Transaction value
- $151,686
- Shares
- -12,536
- Change %
- -100%
- Price
- $12.10
- Shares after
- 0
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F2, F3
BRLT
transaction
Class C Common Stock
Other
- Transaction value
- $0
- Shares
- -12,536
- Change %
- -0.03%
- Price
- $0.000000
- Shares after
- 49,172,097
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F4
BRLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +48,595
- Change %
- Price
- $0.000000
- Shares after
- 48,595
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1
BRLT
transaction
Class A Common Stock
Sale
- Transaction value
- $585,570
- Shares
- -48,595
- Change %
- -100%
- Price
- $12.05
- Shares after
- 0
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F2, F5
BRLT
transaction
Class C Common Stock
Other
- Transaction value
- $0
- Shares
- -48,595
- Change %
- -0.1%
- Price
- $0.000000
- Shares after
- 49,123,502
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F4
BRLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +3,526
- Change %
- Price
- $0.000000
- Shares after
- 3,526
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1
BRLT
transaction
Class A Common Stock
Sale
- Transaction value
- $42,418
- Shares
- -3,526
- Change %
- -100%
- Price
- $12.03
- Shares after
- 0
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F2, F6
BRLT
transaction
Class C Common Stock
Other
- Transaction value
- $0
- Shares
- -3,526
- Change %
- -0.01%
- Price
- $0.000000
- Shares after
- 49,119,976
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Footnotes
- F1, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BRLT
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- $0
- Shares
- -12,536
- Change %
- -0.03%
- Price
- $0.000000
- Shares after
- 49,172,097
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class D Common Stock
- Underlying amount
- 12,536
- Exercise price
- $0.000000
- Footnotes
- F1, F7
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +12,536
- Change %
- Price
- $0.000000
- Shares after
- 12,536
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,536
- Exercise price
- $0.000000
- Footnotes
- F1, F8
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -12,536
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 12,536
- Exercise price
- $0.000000
- Footnotes
- F1, F8
BRLT
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- $0
- Shares
- -48,595
- Change %
- -0.1%
- Price
- $0.000000
- Shares after
- 49,123,502
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class D Common Stock
- Underlying amount
- 48,595
- Exercise price
- $0.000000
- Footnotes
- F1, F7
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +48,595
- Change %
- Price
- $0.000000
- Shares after
- 48,595
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 48,595
- Exercise price
- $0.000000
- Footnotes
- F1, F8
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -48,595
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 48,595
- Exercise price
- $0.000000
- Footnotes
- F1, F8
BRLT
transaction
Derivative
Common Units
Conversion of derivative security
- Transaction value
- $0
- Shares
- -3,526
- Change %
- -0.01%
- Price
- $0.000000
- Shares after
- 49,119,976
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class D Common Stock
- Underlying amount
- 3,526
- Exercise price
- $0.000000
- Footnotes
- F1, F7
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +3,526
- Change %
- Price
- $0.000000
- Shares after
- 3,526
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,526
- Exercise price
- $0.000000
- Footnotes
- F1, F8
BRLT
transaction
Derivative
Class D Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -3,526
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 16 Feb 2022
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,526
- Exercise price
- $0.000000
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.
Footnote F2
This Form 4 reports transactions by Just Rocks, Inc. effected pursuant to a Rule 10b5-1 trading plan adopted on December 3, 2021. Each of Beth Gerstein and Just Rocks, Inc. has also separately filed a Form 4 as required by SEC rules to disclose the same transactions reported herein.
Footnote F3
This transaction was executed in multiple trades ranging from $12.00 to $12.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
Footnote F5
This transaction was executed in multiple trades ranging from $12.00 to $12.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
This transaction was executed in multiple trades ranging from $12.00 to $12.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F7
The Common Units may be redeemed by Just Rocks Inc., at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
Footnote F8
The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.