Tristan Lo - 17 Oct 2021 Form 4/A - Amendment Insider Report for FAT PROJECTS ACQUISITION CORP

Reporting relationship: Co-Chief Executive Officer, Director
Issuer ticker: N/A
Reported as of: 17 Oct 2021
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 12 Jun 2023, 20:00:46 UTC
Original report date: 22 Mar 2023
Prior SEC filing: 21 Mar 2023
Next SEC filing: 08 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Tristan Lo, by Nelson Mullins Riley & Scarborough with Power of Attorney

Key filing fact

Tristan Lo filed Form 4/A - Amendment for FAT PROJECTS ACQUISITION CORP on 12 Jun 2023.

Key facts

This page summarizes Tristan Lo's Form 4/A - Amendment filing for FAT PROJECTS ACQUISITION CORP.
4 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 12 Jun 2023, 20:00.

Change

Previous filing in this sequence was filed on 21 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FATP transaction Derivative

Warrants

Other

Transaction value: $0
Shares: -2,865,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 17 Oct 2021
Ownership: See Footnote
Underlying class: Class A Ordinary Shares
Underlying amount: 2,865,000
Exercise price: $11.50
Footnotes: F1, F2, F3

FATP transaction Derivative

Class B Ordinary Shares

Other

Transaction value: $0
Shares: -2,125,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 18 Oct 2021
Ownership: See Footnote
Underlying class: Class A Ordinary Shares
Underlying amount: 2,125,000
Exercise price
Footnotes: F1, F3, F4

FATP transaction Derivative

Warrants

Other

Transaction value: $0
Shares: +632,730
Change %
Price: $0.000000
Shares after: 632,730
Date: 17 Oct 2021
Ownership: See Footnote
Underlying class: Class A Ordinary Shares
Underlying amount: 632,730
Exercise price: $11.50
Footnotes: F1, F2, F5

FATP transaction Derivative

Class B Ordinary Shares

Other

Transaction value: $0
Shares: +408,206
Change %
Price: $0.000000
Shares after: 408,206
Date: 18 Oct 2021
Ownership: See Footnote
Underlying class: Class A Ordinary Shares
Underlying amount: 408,206
Exercise price
Footnotes: F1, F4, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents a distribution by Fat Project SPAC PTE. LTD., the sponsor of the issuer (the "Sponsor") to its members for no consideration.

Footnote F2

Each warrant will become exercisable on the later of 12 months from the closing of the Issuer's initial public offering and the date of completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.

Footnote F3

The securities are held directly by the Sponsor. David Andrada and Tristan Lo, the issuer's co-chief executive officers, are each a director of the Sponsor. David Andrada and Tristan Lo may be deemed to beneficially own shares held by the Sponsor by virtue of their control over the Sponsor. David Andrada and Tristan Lo disclaim beneficial ownership of Issuer's Securities held by the Sponsor, except to the extent of their respective pecuniary interests.

Footnote F4

The Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as set forth in the issuer's registration statement on Form S-1 (File No. 333-257126).

Footnote F5

The securities are held directly by Fat Projects International Investments and Holdings Limited ("FPIIHL"). The Reporting Person controls and owns a 50% equity interest in FPIIHL and may be deemed to beneficially own half of the Issuer's securities held by FPIIHL by virtue of his control of and 50% ownership interest in FPIIHL. The amount reported in column 5 represents half of the Class B ordinary shares disposed of by FPIIHL and the amount reported in column 9 represents half of the Class B ordinary shares held by FPIIHL after the disposition. The Reporting Person disclaims beneficial ownership of Issuer's securities held by FPIIHL, except to the extent of his pecuniary interest.