Dan Germain - 30 Jan 2023 Form 4 Insider Report for Thrive Acquisition Corp

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Mar 2023, 12:08:25 UTC
Prior SEC filing
20 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Benjamin Kao as attorney in fact for Dan Germain

Key filing fact

Dan Germain filed Form 4 for Thrive Acquisition Corp on 02 Mar 2023.

Key facts

  • This page summarizes Dan Germain's Form 4 filing for Thrive Acquisition Corp.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 02 Mar 2023, 12:08.

Change

  • Previous filing in this sequence was filed on 20 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

THAC transaction Derivative

Class B Ordinary Shares

Other

Transaction value
$0
Shares
-50,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
30 Jan 2023
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
50,000
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dan Germain is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

On January 18, 2023, the Issuer announced that it will not consummate an initial business combination within the time period required. Pursuant to the Issuer's Amended and Restated Memorandum and Articles of Association and in connection with the winding up of the Issuer, the Class B ordinary shares, par value $0.0001, held by the Reporting Person were surrendered for no compensation on January 30, 2023.

SEC remarks

After giving effect to the Issuer's delisting and deregistration, the Reporting Person is no longer subject to Section 16 reporting obligations.

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