Key facts
- This page summarizes Joshua Mann's Form 4 filing for SHF Holdings, Inc. (SHFS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 30 Sep 2022, 21:58.
Joshua Mann - 28 Sep 2022 Form 4 Insider Report for SHF Holdings, Inc. (SHFS)
- Reporting relationship
- Director
- Issuer ticker
- SHFS
- Reported as of
- 28 Sep 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Sep 2022, 21:58:31 UTC
- Prior SEC filing
- 23 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- Joshua Mann
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Joshua Mann filed Form 4 for SHF Holdings, Inc. (SHFS) on 30 Sep 2022.
Change
- Previous filing in this sequence was filed on 23 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SHFS
transaction
Class A common stock
Conversion of derivative security
- Transaction value
- Shares
- +2,835,000
- Change %
- +537%
- Price
- Shares after
- 3,363,175
- Date
- 28 Sep 2022
- Ownership
- Indirect
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SHFS
transaction
Derivative
Class B common stock
Conversion of derivative security
- Transaction value
- Shares
- -2,835,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 28 Sep 2022
- Ownership
- indirect
- Underlying class
- Class A common stock
- Underlying amount
- 2,835,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 2,835,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.
Footnote F2
The securities are held directly by 5AK, LLC, the sponsor of the Issuer (the "Sponsor"). The reporting person is a control person of the manager of the Sponsor, Luminous Capital Inc., and may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor. The reporting person disclaims beneficial ownership of the shares of the Issuer's Class A Common Stock held by the Sponsor, except to the extent of his pecuniary interest.