Polar Asset Management Partners Inc. - 07 Aug 2023 Form 3 Insider Report for Abri SPAC I, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
18 Aug 2023, 15:38:50 UTC
Prior SEC filing
08 Aug 2023
Next SEC filing
11 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc.

Key filing fact

Polar Asset Management Partners Inc. filed Form 3 for Abri SPAC I, Inc. on 18 Aug 2023.

Key facts

  • This page summarizes Polar Asset Management Partners Inc.'s Form 3 filing for Abri SPAC I, Inc..
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Aug 2023, 15:38.

Change

  • Previous filing in this sequence was filed on 08 Aug 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASPA holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
250,000
Date
07 Aug 2023
Ownership
See footnote 1
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and a Managed Account with sole voting and investment discretion with respects to the securities reported herein held by PMSMF and the Managed Account. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of s. 16 of the Securities Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 570,224 Common Stock, par value $0.0001 per share (announced in a Form 8-K dated August 10, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.

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