Key facts
- This page summarizes Catherine N. Lux's Form 4 filing for MGP INGREDIENTS INC (MGPI).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 08 Sep 2023, 18:51.
Catherine N. Lux - 06 Sep 2023 Form 4 Insider Report for MGP INGREDIENTS INC (MGPI)
- Reporting relationship
- Member of 10% holder group, 10%+ Owner
- Issuer ticker
- MGPI
- Reported as of
- 06 Sep 2023
- Net transaction value
- -$1,490,738
- Reporting owner signature
- /s/ Catherine Lux
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Catherine N. Lux filed Form 4 for MGP INGREDIENTS INC (MGPI) on 08 Sep 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,490,738.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MGPI
transaction
Common Stock
Sale
- Transaction value
- $680,406
- Shares
- -5,900
- Change %
- -0.91%
- Price
- $115.32
- Shares after
- 645,289
- Date
- 06 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F1, F5
MGPI
transaction
Common Stock
Sale
- Transaction value
- $58,010
- Shares
- -500
- Change %
- -0.08%
- Price
- $116.02
- Shares after
- 644,789
- Date
- 06 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F2, F5
MGPI
transaction
Common Stock
Sale
- Transaction value
- $11,682
- Shares
- -100
- Change %
- -0.02%
- Price
- $116.82
- Shares after
- 644,689
- Date
- 06 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F5
MGPI
transaction
Common Stock
Sale
- Transaction value
- $591,656
- Shares
- -5,200
- Change %
- -0.81%
- Price
- $113.78
- Shares after
- 639,489
- Date
- 07 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F3, F5
MGPI
transaction
Common Stock
Sale
- Transaction value
- $137,420
- Shares
- -1,200
- Change %
- -0.19%
- Price
- $114.52
- Shares after
- 638,289
- Date
- 07 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F4, F5
MGPI
transaction
Common Stock
Sale
- Transaction value
- $11,563
- Shares
- -100
- Change %
- -0.02%
- Price
- $115.63
- Shares after
- 638,189
- Date
- 07 Sep 2023
- Ownership
- By Trusts
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.750 to $115.730, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.790 to $116.560, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.340 to $114.320, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.360 to $114.920, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4.
Footnote F5
The shares in this transaction were sold by the CNL 2013 Irrevocable Trust dated April 2, 2013 ("CNL Trust"), of which Catherine Lux is a co-trustee. Catherine Lux also shares voting power as co-trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated 9/16/2005 ("Lux 2005 Catherine Trust"). As a result, the 623,458 shares beneficially owned by the Lux 2005 Catherine Trust are included in the aggregate indirect ownership of the reporting person. Accordingly, following these transactions Catherine Lux may be deemed to hold shared voting and dispositive power with respect to the 623,458 shares owned by the CNL Trust and the 14,731 shares owned by the Lux 2005 Catherine Trust.
SEC remarks
The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of her pecuniary interest therein.