Key facts
- This page summarizes Samuel Lui's Form 4 filing for Genesis Unicorn Capital Corp..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Mar 2022, 13:56.
Samuel Lui - 17 Feb 2022 Form 4 Insider Report for Genesis Unicorn Capital Corp.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 17 Feb 2022
- Net transaction value
- +$3,773,310
- SEC form
- 4
- Accepted by SEC
- 04 Mar 2022, 13:56:53 UTC
- Prior SEC filing
- 04 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Samuel Lui
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Samuel Lui filed Form 4 for Genesis Unicorn Capital Corp. on 04 Mar 2022.
Change
- Previous filing in this sequence was filed on 04 Mar 2022.
- Current net transaction value: +$3,773,310.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GENQ
transaction
Class A Common Stock, par value $0.0001
Other
- Transaction value
- $3,773,310
- Shares
- +377,331
- Change %
- +19%
- Price
- $10.00
- Shares after
- 2,330,581
- Date
- 17 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GENQ
transaction
Derivative
Warrants to purchase Class A Common Stock
Purchase
- Transaction value
- Shares
- +377,331
- Change %
- Price
- Shares after
- 377,331
- Date
- 17 Feb 2022
- Ownership
- Direct
- Underlying class
- Class A Common Shares
- Underlying amount
- 377,331
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reporting person is the manager of Genesis Unicorn Capital, LLC which is the sponsor (the "Sponsor"), of Genesis Unicorn Capital Corp. (the "Issuer') the issuer of the securities described herein. The Sponsor acquired 377,331 units of Genesis Unicorn Capital Corp. in a private placement purchase transaction at a price of $10 per unit. The private placement purchase transaction was completed simultaneously with the closing of the Issuer's initial public offering. Each unit consisted of one share of Class A Common Stock of the Issuer and one redeemable warrant to purchase one share of Class A Common Stock at a price of $11.50 per share. The reporting person has voting and dispositive power with respect to the securities subject to this report. The reporting person may be deemed to share beneficial ownership of the securities held of record by the Sponsor but disclaims any such beneficial ownership except to the extent of his pecuniary interest.
Footnote F2
The warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering.
Footnote F3
The warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption by the Issuer or liquidation of the Issuer, as described in the Issuer's prospectus filed with the SEC on Form S-1 (File No. 333-257623).