BARCLAYS PLC - 13 Aug 2021 Form 3 Insider Report for Decarbonization Plus Acquisition Corp IV

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
17 Aug 2021, 12:22:48 UTC
Prior SEC filing
23 Jul 2021
Next SEC filing
19 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Suejean Mott

Key filing fact

BARCLAYS PLC filed Form 3 for Decarbonization Plus Acquisition Corp IV on 17 Aug 2021.

Key facts

  • This page summarizes BARCLAYS PLC's Form 3 filing for Decarbonization Plus Acquisition Corp IV.
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 Aug 2021, 12:22.

Change

  • Previous filing in this sequence was filed on 23 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DCRDU holding

Class A Ordinary Share, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,328,600
Date
13 Aug 2021
Ownership
By Barclays Bank PLC
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DCRDU holding Derivative

Redeemable Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
13 Aug 2021
Ownership
By Barclays Bank PLC
Underlying class
Class A Ordinary Share
Underlying amount
1,664,300
Exercise price
$11.50
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Beneficially owned Class a ordinary shares and redeemable warrants are comprised in Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant.

Footnote F2

The redeemable warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the initial public offering of the issuer's securities. The redeemable warrants will expire five years after the completion of the issuer's initial business combination or earlier upon the redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering.

SEC remarks

Name of person filing: Barclays PLC Barclays Bank PLC (controlled by Barclays PLC) Address of Principal Business office or, if none, Residence: a. Barclays PLC 1 Churchill Place London E14, 5HP, England b. Barclays Bank PLC 1 Churchill Place London E14, 5HP, England

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