John D. Brockhaus - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Reporting relationship: VP-Human Resources Operations
Issuer ticker: CMI
Reported as of: 01 Mar 2022
Net transaction value: -$11,764
SEC form: 4
Accepted by SEC: 03 Mar 2022, 15:15:55 UTC
Prior SEC filing: 04 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Sharon Barner, Attorney-in-Fact

Key filing fact

John D. Brockhaus filed Form 4 for CUMMINS INC (CMI) on 03 Mar 2022.

Key facts

This page summarizes John D. Brockhaus's Form 4 filing for CUMMINS INC (CMI).
2 reported transactions and 13 derivative rows are listed below.
Accepted by SEC: 03 Mar 2022, 15:15.

Change

Previous filing in this sequence was filed on 04 Jun 2021.
Current net transaction value: -$11,764.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMI transaction

Common

Award

Transaction value: $0
Shares: +171
Change %: +4.7%
Price: $0.000000
Shares after: 3,775
Date: 01 Mar 2022
Ownership: Direct

CMI transaction

Common

Tax liability

Transaction value: $11,764
Shares: -60
Change %: -1.6%
Price: $196.07
Shares after: 3,715
Date: 01 Mar 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 780
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 780
Exercise price: $109.09

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 150
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 150
Exercise price: $110.60

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 450
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 450
Exercise price: $133.94

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 360
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 360
Exercise price: $136.82

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 250
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 250
Exercise price: $141.13

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 750
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 750
Exercise price: $142.12

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 280
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 280
Exercise price: $149.34

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 500
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 500
Exercise price: $149.72

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 400
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 400
Exercise price: $151.07

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 610
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 610
Exercise price: $160.10

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 300
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 300
Exercise price: $160.63

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 860
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 860
Exercise price: $163.43

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 860
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 860
Exercise price: $207.04

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares withheld to satisfy tax liabilities relating to earned performance shares.

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