Key facts
- This page summarizes Sean Nichols's Form 3 filing for Dragonfly Energy Holdings Corp. (DFLI).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Oct 2022, 20:50.
Sean Nichols - 07 Oct 2022 Form 3 Insider Report for Dragonfly Energy Holdings Corp. (DFLI)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- DFLI
- Reported as of
- 07 Oct 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ Nicole Harvey, as attorney in fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Sean Nichols filed Form 3 for Dragonfly Energy Holdings Corp. (DFLI) on 11 Oct 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DFLI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 121,148
- Date
- 07 Oct 2022
- Ownership
- Direct
DFLI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 54,393
- Date
- 07 Oct 2022
- Ownership
- See footnote
- Footnotes
- F1
DFLI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,383,142
- Date
- 07 Oct 2022
- Ownership
- See footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DFLI
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 07 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 177,313
- Exercise price
- $0.3200
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares of Common Stock are held by the Nichols GRAT I dated June 14, 2021, of which the Reporting Person is a trustee.
Footnote F2
The shares of Common Stock are held by the Nichols Living Trust 2015, of which the Reporting Person is a trustee.
Footnote F3
The option vested as to 25% of the option on August 12, 2020 and vests as to 75% of the option in 37 monthly installments from August 12, 2020 through August 12, 2023.
SEC remarks
Exhibit List: Exhibit 24 - Power of Attorney