Isabelle D. Freidheim - 28 Dec 2021 Form 4 Insider Report for Athena Technology Acquisition Corp. II (ATEK)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: ATEK
Reported as of: 28 Dec 2021
Net transaction value: +$37,500
SEC form: 4
Accepted by SEC: 03 Jan 2022, 15:23:54 UTC
Prior SEC filing: 09 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Isabelle Freidheim

Key filing fact

Isabelle D. Freidheim filed Form 4 for Athena Technology Acquisition Corp. II (ATEK) on 03 Jan 2022.

Key facts

This page summarizes Isabelle D. Freidheim's Form 4 filing for Athena Technology Acquisition Corp. II (ATEK).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Jan 2022, 15:23.

Change

Previous filing in this sequence was filed on 09 Dec 2021.
Current net transaction value: +$37,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATEK transaction

Class A Common Stock, par value $0.001

Purchase

Transaction value: $37,500
Shares: +3,750
Change %: +0.39%
Price: $10.00
Shares after: 953,750
Date: 28 Dec 2021
Ownership: See Footnotes
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATEK transaction Derivative

Class B common stock

Other

Transaction value: $0
Shares: -1,181,250
Change %: -12%
Price: $0.000000
Shares after: 8,881,250
Date: 28 Dec 2021
Ownership: See Footnotes
Underlying class: Class A common stock
Underlying amount: 1,181,250
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reporting person is the managing member of Athena Technology Sponsor II LLC (the "Sponsor"), a Delaware limited liability company. As such, the reporting person has voting and investment discretion with respect to the common stock held of record by the Sponsor and may be deemed to have shared beneficial ownership of the common stock held directly by the Sponsor and disclaims any beneficial ownership of the reported common stock other than to the extent of any pecuniary interest she may have therein, directly or indirectly. With the Underwriters' partial exercise of their over-allotment option, the Sponsor purchased an additional 3,750 units of Athena Technology Acquisition Corp. II (the "Issuer") in a private placement. Each unit consists of one share of the Issuer's Class A common stock, par value $0.001 ("Common Stock"), and one-half of one redeemable warrant, as described under the heading "Description of Securities - Units - Private Placement Units" in the Issuer's registration statement on Form S-1 (File No. 333-261287).

Footnote F2

As described in the Issuer's registration statement on Form S-1 (File No. 333-261287) under the heading "Description of Securities - Common Stock - Founder Shares and Private Placement Shares", the Class B common stock will automatically convert into Class A common stock at the time of the Issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

Footnote F3

As contemplated in connection with the initial public offering of the Issuer, 1,181,250 Class B common stock of the Issuer were forfeited by Athena Technology Sponsor II LLC to the Issuer for no consideration and cancelled because the underwriters of the Issuer's initial public offering did not exercise their over-allotment option in full, as described in the Issuer's registration statement.