BARCLAYS PLC - 04 Nov 2022 Form 3 Insider Report for OmniAb, Inc. (OABI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
10 Nov 2022, 16:11:44 UTC
Prior SEC filing
27 Oct 2022
Next SEC filing
31 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Suejean Mott

Key filing fact

BARCLAYS PLC filed Form 3 for OmniAb, Inc. (OABI) on 10 Nov 2022.

Key facts

  • This page summarizes BARCLAYS PLC's Form 3 filing for OmniAb, Inc. (OABI).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Nov 2022, 16:11.

Change

  • Previous filing in this sequence was filed on 27 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing
This filing has been restated. Open the amended filing.

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OABI holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
106,904
Date
04 Nov 2022
Ownership
Barclays Bank PLC
OABI holding

Common Stock, par value $0.0001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,440
Date
04 Nov 2022
Ownership
Barclays Capital Inc.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OABI holding Derivative

Redeemable warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
04 Nov 2022
Ownership
Barclays Bank PLC
Underlying class
Warrants to purchase common stock
Underlying amount
1,109,379
Exercise price
$11.50
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

(a) Beneficially owned ordinary shares are comprised of common stock (b) Name of Person Filing: (1) Barclays Bank PLC (controlled by Barclays PLC) (2) Barclays Capital, Inc. (controlled by Barclays PLC) (c) Address of Principal Business Office or, if non, Residence: (1) Barclays Bank PLC 1 Churchill Place London, E14 5HP, England (2) Barclays Capital, Inc. 745 7th Avenue New York, New York 10019 United States (d) The redeemable warrants will become exercisable 30 days after the completion of the issuer's initial business combination. The redeemable warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering. Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

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