Kim S. Pegula - 12 May 2023 Form 4 Insider Report for REPUBLIC SERVICES, INC. (RSG)

Reporting relationship: Director
Issuer ticker: RSG
Reported as of: 12 May 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 16 May 2023, 18:47:09 UTC
Prior SEC filing: 17 Apr 2023
Source filing: View source filing
Reporting owner signature: /s/ Lauren McKeon Attorney-in-Fact

Key filing fact

Kim S. Pegula filed Form 4 for REPUBLIC SERVICES, INC. (RSG) on 16 May 2023.

Key facts

This page summarizes Kim S. Pegula's Form 4 filing for REPUBLIC SERVICES, INC. (RSG).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 16 May 2023, 18:47.

Change

Previous filing in this sequence was filed on 17 Apr 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RSG transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,554
Change %: +22%
Price: $0.000000
Shares after: 13,916
Date: 12 May 2023
Ownership: Direct
Footnotes: F1

RSG transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,737
Change %: +12%
Price: $0.000000
Shares after: 15,653
Date: 12 May 2023
Ownership: Direct
Footnotes: F2

RSG transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,801
Change %: +12%
Price: $0.000000
Shares after: 17,454
Date: 12 May 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RSG transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -2,554
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 12 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,554
Exercise price
Footnotes: F1, F4

RSG transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,737
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 12 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,737
Exercise price
Footnotes: F2, F4

RSG transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,801
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 12 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,801
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kim S. Pegula is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

On 01/04/2021 the non-management Director was granted an award of 2,459 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 2,554 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023.

Footnote F2

On 01/03/2022 the non-management Director was granted an award of 1,699 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,737 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023.

Footnote F3

On 01/03/2023 the non-management Director was granted an award of 1,788 Restricted Stock Units ("RSUs") in accordance with the Company's 2021 Stock Incentive Plan. The RSUs were immediately vested on the date of grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The Reporting Person retired from the Board effective 05/12/2023 and the settlement of 1,801 RSUs, that included dividend equivalents, to Company common stock was effective on 05/12/2023.

Footnote F4

Based on 1 on 1 conversion.