Carney Hawks - 12 Apr 2023 Form 4 Insider Report for Hawks Acquisition Corp

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Apr 2023, 17:26:41 UTC
Prior SEC filing
05 Oct 2022
Next SEC filing
23 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ See Signatures Included in Exhibit 99.1

Key filing fact

Carney Hawks filed Form 4 for Hawks Acquisition Corp on 14 Apr 2023.

Key facts

  • This page summarizes Carney Hawks's Form 4 filing for Hawks Acquisition Corp.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 14 Apr 2023, 17:26.

Change

  • Previous filing in this sequence was filed on 05 Oct 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWKZ transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+5,482,000
Change %
Price
Shares after
5,482,000
Date
12 Apr 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HWKZ transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-5,482,000
Change %
-100%
Price
Shares after
0
Date
12 Apr 2023
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
5,482,000
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264).

Footnote F2

J. Carney Hawks is the managing member of JC Hawks & Co LLC, which is the managing member of Hawks Acquisition Founders Company LLC, which is the managing member of Hawks Sponsor LLC. The shares beneficially owned by Hawks Sponsor LLC may also be deemed to be beneficially owned by Mr. Hawks, JC Hawks & Co LLC, and Hawks Acquisition Founders Company LLC.

SEC remarks

Chief Executive Officer and Chairman of the Board of Directors

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .