Mathew Newfield - 25 Feb 2022 Form 4 Insider Report for UNISYS CORP (UIS)

Reporting relationship: Senior Vice President
Issuer ticker: UIS
Reported as of: 25 Feb 2022
Net transaction value: -$28,356
SEC form: 4
Accepted by SEC: 01 Mar 2022, 17:06:39 UTC
Prior SEC filing: 17 Feb 2022
Source filing: View source filing
Reporting owner signature: Natasha Redding, attorney-in-fact

Key filing fact

Mathew Newfield filed Form 4 for UNISYS CORP (UIS) on 01 Mar 2022.

Key facts

This page summarizes Mathew Newfield's Form 4 filing for UNISYS CORP (UIS).
13 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 01 Mar 2022, 17:06.

Change

Previous filing in this sequence was filed on 17 Feb 2022.
Current net transaction value: -$28,356.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UIS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +622
Change %: +7.6%
Price: $0.000000
Shares after: 8,847
Date: 28 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Tax liability

Transaction value: $3,868
Shares: -181
Change %: -2%
Price: $21.37
Shares after: 8,666
Date: 28 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +775
Change %: +8.9%
Price: $0.000000
Shares after: 9,441
Date: 28 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Tax liability

Transaction value: $4,830
Shares: -226
Change %: -2.4%
Price: $21.37
Shares after: 9,215
Date: 28 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,358
Change %: +15%
Price: $0.000000
Shares after: 10,573
Date: 25 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Tax liability

Transaction value: $10,450
Shares: -480
Change %: -4.5%
Price: $21.77^*
Shares after: 10,093
Date: 25 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,223
Change %: +12%
Price: $0.000000
Shares after: 11,316
Date: 25 Feb 2022
Ownership: Direct

UIS transaction

Common Stock

Tax liability

Transaction value: $9,209
Shares: -423
Change %: -3.7%
Price: $21.77^*
Shares after: 10,893
Date: 25 Feb 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UIS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -622
Change %: -50%
Price: $0.000000
Shares after: 622
Date: 28 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 622
Exercise price
Footnotes: F1, F2

UIS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -622
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 28 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 775
Exercise price
Footnotes: F3, F4

UIS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,358
Change %: -33%
Price: $0.000000
Shares after: 2,716
Date: 25 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,358
Exercise price
Footnotes: F5, F6

UIS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,358
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 25 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,223
Exercise price
Footnotes: F7, F8

UIS transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +6,124
Change %
Price: $0.000000
Shares after: 6,124
Date: 25 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,124
Exercise price
Footnotes: F9, F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

Footnote F2

Time-based restricted stock units ("TB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day).

Footnote F3

Each restricted stock unit represents a contingent right to receive 1.2448 shares of Unisys Corporation common stock.

Footnote F4

Performance-based restricted stock units ("PB-RSUs") granted on February 28, 2020 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2020 through December 31, 2020, 2021 and 2022, respectively, and then such PB-RSUs vest on the later of February 28, 2021, 2022 and 2023, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2021 performance period. All shares resulting from such earned PB-RSUs vested on February 28, 2022.

Footnote F5

Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

Footnote F6

Time-based restricted stock units ("TB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 26, 2022, 2023 and 2024, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).

Footnote F7

Each restricted stock unit represents a contingent right to receive 0.9000 shares of Unisys Corporation common stock.

Footnote F8

Performance-based restricted stock units ("PB-RSUs") granted on February 26, 2021 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2021 through December 31, 2021, 2022 and 2023, respectively, and then such PB-RSUs vest on the later of February 26, 2022, 2023 and 2024, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2021 performance period. All shares resulting from such earned PB-RSUs vested on February 26, 2022.

Footnote F9

Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

Footnote F10

Time-based restricted stock units ("TB-RSUs") granted on February 25, 2022 under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on February 25, 2023, 2024 and 2025, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).