Mark Kaye Power - 07 Aug 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Aug 2023, 17:59:22 UTC
Prior SEC filing
05 Jul 2023
Next SEC filing
06 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Elizabeth McCarroll by power of attorney for Mark Kaye

Key filing fact

Mark Kaye Power filed Form 4 for MOODYS CORP /DE/ (MCO) on 08 Aug 2023.

Key facts

  • This page summarizes Mark Kaye Power's Form 4 filing for MOODYS CORP /DE/ (MCO).
  • 16 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 08 Aug 2023, 17:59.

Change

  • Previous filing in this sequence was filed on 05 Jul 2023.
  • Current net transaction value: -$2,124,194.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCO transaction

Common Stock

Sale

Transaction value
$1,307,097
Shares
-3,832
Change %
-46%
Price
$341.10
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct
Footnotes
F1
MCO transaction

Common Stock

Options Exercise

Transaction value
$302,203
Shares
+1,741
Change %
+39%
Price
$173.58
Shares after
6,188
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Sale

Transaction value
$594,058
Shares
-1,741
Change %
-28%
Price
$341.22
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct
Footnotes
F2
MCO transaction

Common Stock

Options Exercise

Transaction value
$973,057
Shares
+3,470
Change %
+78%
Price
$280.42
Shares after
7,917
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Sale

Transaction value
$1,182,855
Shares
-3,470
Change %
-44%
Price
$340.88
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct
Footnotes
F3
MCO transaction

Common Stock

Options Exercise

Transaction value
$197,814
Shares
+714
Change %
+16%
Price
$277.05
Shares after
5,161
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Sale

Transaction value
$243,503
Shares
-714
Change %
-14%
Price
$341.04
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Options Exercise

Transaction value
$1,067,772
Shares
+3,857
Change %
+87%
Price
$276.84
Shares after
8,304
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Sale

Transaction value
$1,314,520
Shares
-3,857
Change %
-46%
Price
$340.81
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct
Footnotes
F4
MCO transaction

Common Stock

Options Exercise

Transaction value
$503,329
Shares
+1,544
Change %
+35%
Price
$325.99
Shares after
5,991
Date
07 Aug 2023
Ownership
Direct
MCO transaction

Common Stock

Sale

Transaction value
$526,334
Shares
-1,544
Change %
-26%
Price
$340.89
Shares after
4,447
Date
07 Aug 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,741
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,741
Exercise price
$173.58
MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-3,470
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,470
Exercise price
$280.42
MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-714
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
714
Exercise price
$277.05
MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-3,857
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,857
Exercise price
$276.84
MCO transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,544
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,544
Exercise price
$325.99
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F2

The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F3

The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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