Key facts
- This page summarizes Dow Employees' Pension Plan Trust's Form 4 filing for SeaStar Medical Holding Corp (ICU).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Nov 2022, 17:22.
Dow Employees' Pension Plan Trust - 28 Oct 2022 Form 4 Insider Report for SeaStar Medical Holding Corp (ICU)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ICU
- Reported as of
- 28 Oct 2022
- Net transaction value
- $0
- Reporting owner signature
- Dow Employees' Pension Plan Trust, /s/ Robert Sparling, By: Robert Sparling, Trustee
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Dow Employees' Pension Plan Trust filed Form 4 for SeaStar Medical Holding Corp (ICU) on 01 Nov 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ICU
transaction
Common Stock
Award
- Transaction value
- Shares
- +4,149,841
- Change %
- Price
- Shares after
- 4,149,841
- Date
- 28 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
ICU
transaction
Common Stock
Purchase
- Transaction value
- Shares
- +300,000
- Change %
- +7.2%
- Price
- Shares after
- 4,449,841
- Date
- 28 Oct 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ICU
transaction
Derivative
Warrants (Right to Buy)
Award
- Transaction value
- Shares
- +1,726
- Change %
- Price
- Shares after
- 1,726
- Date
- 28 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,726
- Exercise price
- $10.00
- Footnotes
- F3, F4
ICU
transaction
Derivative
Warrants (Right to Buy)
Purchase
- Transaction value
- Shares
- +300,000
- Change %
- Price
- Shares after
- 300,000
- Date
- 28 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 300,000
- Exercise price
- $11.50
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock").
Footnote F2
In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000.
Footnote F3
The warrants are fully exercisable.
Footnote F4
As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock.
Footnote F5
The warrants are fully exercisable