Anthony Grabenau - 15 Feb 2021 Form 4 Insider Report for 3D SYSTEMS CORP (DDD)

Reporting relationship: Former PAO
Issuer ticker: DDD
Reported as of: 15 Feb 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 May 2021, 16:18:51 UTC
Next SEC filing: 26 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ Andrew M. Johnson, Attorney-in-Fact for Anthony Grabenau

Key filing fact

Anthony Grabenau filed Form 4 for 3D SYSTEMS CORP (DDD) on 28 May 2021.

Key facts

This page summarizes Anthony Grabenau's Form 4 filing for 3D SYSTEMS CORP (DDD).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 May 2021, 16:18.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DDD transaction

Common Stock

Award

Transaction value: $0
Shares: +5,533
Change %: +58%
Price: $0.000000
Shares after: 15,033
Date: 15 Feb 2021
Ownership: Direct
Footnotes: F1, F2

DDD transaction

Common Stock

Award

Transaction value: $0
Shares: +2,500
Change %: +17%
Price: $0.000000
Shares after: 17,533
Date: 01 Mar 2021
Ownership: Direct
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Anthony Grabenau is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

The Reporting Person has been awarded 5,333 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on February 15, 2022, an additional one-third of the total shares awarded vest on February 15, 2023, and the remaining shares awarded vest on February 15, 2024.

Footnote F2

Pursuant to the terms of the Issuer's 2015 Incentive Plan, all unvested awards will be cancelled upon the separation of the Reporting Person as an employee of the Issuer. On April 8, 2021, the Reporting Person tendered his resignation to the Issuer, effective May 28, 2021.

Footnote F3

The Reporting Person has been awarded 2,500 shares of restricted stock under the Issuer's 2015 Incentive Plan. The total shares awarded vest on February 15, 2022.