SLB LIMITED/NV - 09 Sep 2022 Form 3 Insider Report for Nauticus Robotics, Inc. (KITT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
19 Sep 2022, 15:51:12 UTC
Prior SEC filing
10 Jun 2022
Next SEC filing
26 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Schlumberger N.V. (Schlumberger Limited), By: /s/ Samantha Blons, Assistant Secretary

Key filing fact

SLB LIMITED/NV filed Form 3 for Nauticus Robotics, Inc. (KITT) on 19 Sep 2022.

Key facts

  • This page summarizes SLB LIMITED/NV's Form 3 filing for Nauticus Robotics, Inc. (KITT).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 19 Sep 2022, 15:51.

Change

  • Previous filing in this sequence was filed on 10 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KITT holding

Common Stock, $0.0001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,682,920
Date
09 Sep 2022
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Excludes the 1,981,164 additional shares of Common Stock that the reporting person has the right to receive if, on or before September 9, 2027, the Common Stock meets or exceeds certain target prices as set forth in the Merger Agreement, dated as of December 16, 2021, as amended on January 30, 2022 and June 6, 2022, by and among CleanTech Acquisition Corp., CleanTech Merger Sub, Inc., Nauticus Robotics, Inc., and Nicolaus Radford, solely in his capacity as the stockholder representative. The reporting person's right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on September 9, 2022, the effective date of the merger.

Footnote F2

These securities are owned directly by Schlumberger Technology Corporation. Since Schlumberger Holdings Corporation controls Schlumberger Technology, Corporation, it is deemed to beneficially own the Common Stock held directly by Schlumberger Technology Corporation. Since Schlumberger B.V. controls Schlumberger Holdings Corporation, it is deemed to beneficially own the Common Stock held directly by Schlumberger Technology Corporation. Since Schlumberger N.V. (Schlumberger Limited) controls Schlumberger B.V., it may be deemed to beneficially own the Common Stock held directly by Schlumberger Technology Corporation.

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