Key facts
- This page summarizes Ralph Schlosstein's Form 5 filing for Evercore Inc. (EVR).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 03 Feb 2022, 15:43.
Ralph Schlosstein - 31 Dec 2021 Form 5 Insider Report for Evercore Inc. (EVR)
- Reporting relationship
- Co-CEO/Co-Chairman, Director
- Issuer ticker
- EVR
- Reported as of
- 31 Dec 2021
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 03 Feb 2022, 15:43:27 UTC
- Prior SEC filing
- 24 Nov 2021
- Next SEC filing
- 08 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Klurfeld, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ralph Schlosstein filed Form 5 for Evercore Inc. (EVR) on 03 Feb 2022.
Change
- Previous filing in this sequence was filed on 24 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EVR
transaction
Shares of Class A common stock, par value $0.01 per share
Gift
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -4.4%
- Price
- $0.000000
- Shares after
- 216,248
- Date
- 12 Mar 2021
- Ownership
- Direct
- Footnotes
- F1
EVR
holding
Shares of Class B common stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 31 Dec 2021
- Ownership
- Direct
EVR
holding
Shares of Class B common stock, par value $0.01 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 31 Dec 2021
- Ownership
- Share held in trust.
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EVR
holding
Derivative
Partnership units of Evercore LP
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,500
- Date
- 31 Dec 2021
- Ownership
- Shares held in trust.
- Underlying class
- Shares of Class A common stock, par value $0.01 per share
- Underlying amount
- 1,500
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Mr. Schlosstein has made a bona fide gift of these shares of Class A Common Stock to an unaffiliated not-for-profit institution.
Footnote F2
These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
Footnote F3
Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.